EPSTEIN
page 5 / 1356 . OCR, unverified
Booking Center.
New Yost
Relationship Manager:
Paul Morris
New PWM Relationship
O Existing PWN Relationship
Relationship to PWM:
If masung, please indicate since when the relationship toys, provide reason for new profile and attach old profile:
Dent Referral
O RH Prospect
O IntermedlayifIM
•
Other Source (C1B, etc.)
How Was the Chent(s)
Introduced? How long has the
UN personaly known the
client?
Please provide details (e.g. name of referral sane, how many yews RM personally ha known client, etc.): Darren Indyke Is
the in-house lawyer for Jeffrey Epstein, who Is a current c=ent of the bank. Darren has worked edenswely with Paul here at CO
while we've opened accotat for Jeffrey Easter and he was a prevous client of Paurs ‘‘nen he was at JPPlorgan. He met Paul
at 3PM through Jeffrey Epstein
Does Deutsche Bank pay a
retrocession or similar
O Yes
No
compensation to a third party
for the introduction of this
relationship?
(If Yes, desarbe)
Lst all existing and new accounts Involved in this relationship
Legal Entity
Account(s)
Account Name / Number
Opening Date (Witendedfactua0
I
w
,4
The 2007 Jeffrey E. Epstein Insurance Trust a3
10/16/2013
F
i
t
HBRK Associates, Inc
10/16/2013
HBRK Associates, Inc — Money market
10/16/2013
Darren K. Indylce FtLC
10/16/2013
Darren K. Indyke FtLC — Money Market
10/16/2013
Darren K. Indyke FtLC-Attorney Trust Account
10/16/2013
Darren K. Indyke FtLC-Attorney Trust Account — Money Market
10/16/2013
e
New York Strategy Group, LLC
10/16/2013
New York Strategy Group, LLC — Money Market
10/16/ 013
Who Is the primary contact
person for the RN? (Note: This
person
signa
nee
ri
ds
s and/or
to have
tory ght
Information right for the
acourils.):
Darren Indyke
Preferred method deselect
(Indicate phone no., fax no.,
e-mail acetate, etc):
Status : 6. Approved
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0)
DB-SDNY-0000122
https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0 I N30000000D9Di&e... 11MP/2814°85
EFIA_00018995
EFTA00168742
--- PAGE 2 ---
Kl"C Print
Page 2 of 26
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name:
The 2007 Jeffrey E. Epstein Insurance Trust X3
Acct. Number Of avaiebel
Account Manager.
Pate Morns
What Is the purpose of the account (e.g. pordolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checking account to hold funds for this trust
Indicate from where the assets are effected to arrive?
O DB Group: Same Booking Center (indicate account number):
•
DB Group: Other Booking Center (indicate DC locaton aid account details):
RI Other Institution (Indicate name & location): JPMorgan. New York, NY
O Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume a month)?: Roughly 10
inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency fa the account approx. 90 days after
opening?
100300
Currency
USD
What is the expected volume of assets and currency for the account approx. one year after
opening?
150000
I
Currency
I USD
Does/will the client have Assets Under Management (AuM) within DEt under Eur. 3M?
O Yon 0 No
Please list all parties related to the account.
For each party:
• Check if a source of wean descripaon is required for the party.
• Check the appropriate box to descrte the relationship of the party to this account (> I can be selected).
• f none of the check boxes apply, descnbe the party's relation to the account In the 'Other column.
• Always describe the relationship between the pestles in the last column.
• Pease drill down to the ultimate/Le-deriving Beneficial Owner(s).
Legal
Entrtyof
Discripoon
Source
of Wealth
requred
Parties
*elated to
this
aCCOLMIt
AccounbPIC
Holder 0wnefTrst/
Settke of
Powder of
Foundation
Jibmate
Beneficelor
Tourer
Signator&meee
Full
POA
'OA
Financial
Intermedars
(FIN)
ignificant
hareholderRonsentative
>=25%)
-PIC
tity
indicate
ership
)
_egal
Grantor/SettlorFouridingbther
Donor
;please
iincrke
3ther roles
std/or
ndlcate
relationship
)etween
'arms)
(2) Ei
The 2007
Epst
Jeffrey E.
ein
Insurance
Trust #3
gi
O O
O
O
•
lo
O
O
O
n n
Jeffrey
K
Epstein
O
O
g
O
O
O
O
•
•
D
Grantor;
El
Darren
Indyke
D
D
O
O
O O
•
•
•
Trustee:;
D D
Richard
Cahn
O
K
O
O
O
121
O O
O
O
•
Trustee:;
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a)
DB-SONY-0000123
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814086
EFFA_00018996
EFTA00168743
--- PAGE 3 ---
KYC Print
Page 3 of 26
2. Account Ownership Summary
Account Name:
The 2007 Jeffrey E. Epstein Insurance Trust X3 -- Money Market